United Kingdom: Financial Sector Assessment Program-Fund Management and Equity Trading Platforms: Regulation, Supervision, and Systemic Risk Monitoring-Technical Note

June 17, 2016

Preview Citation

Format: Chicago

United Kingdom: Financial Sector Assessment Program-Fund Management and Equity Trading Platforms: Regulation, Supervision, and Systemic Risk Monitoring-Technical Note, (USA: International Monetary Fund, 2016) accessed December 21, 2024

Summary

This paper reviews the effectiveness of the regulation, supervision, and systemic risk monitoring of investment funds and their managers. The United Kingdom has the largest fund management market in Europe and a key role as the host for some of the most important European equity trading platforms. A significant proportion of the regulatory framework in this area, in particular that related to conduct of business and disclosure requirements, has been harmonized at the EU level and is largely in line with the relevant international standards. The Financial Conduct Authority has the primary responsibility for the regulation and supervision of fund management and equity trading platforms.

Subject: Asset and liability management, Financial institutions, Financial instruments, Financial regulation and supervision, Hedge funds, Liquidity management, Liquidity risk, Mutual funds

Keywords: Alternative investment, CR, Equity trading, Europe, FCA handbook, FCA handbook rule, FCA rule, Fund manager, Fund rule, Global, Hedge fund, Hedge funds, Investment funds, ISCR, Liquidity management, Liquidity risk, Management company, Mutual funds, Private equity, U.K. fund manager, UCITS fund, UCITS management company

Publication Details

Pages:

57
Volume:

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DOI:

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Issue:

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Series:

Country Report No. 2016/161
Stock No:

1GBREA2016009
ISBN:

9781484393833
ISSN:

1934-7685

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