Switzerland: Report on Observance of Standards and Codes on the following topics: Banking Supervision, Insurance Supervision, and Securities Regulation
May 28, 2014
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Summary
Subject: Auditing, Banking, External audit, Financial institutions, Insurance, Insurance companies, Public financial management (PFM), Securities
Keywords: Audit firm, Auditing, CR, Enforcement power, External audit, FINMA expectation, FINMA guidance, FINMA Insurance Bankruptcy Ordinance, FINMA intervention, Global, Holding company, Insider trading, Insurance, Insurance companies, ISCR, Risk management, Securities, Securities dealer, Swiss authorities, Swiss authority, Terms and conditions
Publication Details
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Pages:
66
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Volume:
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DOI:
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Issue:
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Series:
Country Report No. 2014/144
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Stock No:
1CHEEA2014003
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ISBN:
9781498334969
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ISSN:
1934-7685
