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Financial Sector Policies

Navigating Forward-looking Banking Supervision with a Regional Perspective (BSO)

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Session No.: SA 25.21

Location: Mumbai, India

Date: April 7-11, 2025 (1 week)

Delivery Method: In-person Training

Primary Language: English

Target Audience

Banking regulators and supervisors from regulatory and supervisory authorities from SARTTAC member Countries.

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Qualifications

To have minimum 5 years' experience in banking regulation and/or supervision.

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Course Description

This in-person program provides a comprehensive and forward-looking approach to banking supervision and regulation, emphasizing risk-based supervision, stress testing, and emerging financial risks. The course explores international regulatory standards, including Basel Core Principles and Basel III, and their implications for financial sector oversight.

A major focus is placed on early warning indicators and stress testing, to enhance participants' ability to detect vulnerabilities in banking institutions before they escalate. Through case studies and role-playing exercises, participants will apply key concepts to real-world scenarios, including assessing a bank's risk profile and evaluating climate-related financial risks. Additionally, it provides practical insights into the role of corporate governance and risk culture in financial institutions, emphasizing the importance of proactive supervision.

With a blend of lectures, discussions, group work, and case studies, this program ensures that participants gain hands-on experience and actionable insights for improving banking supervision in their respective jurisdictions.

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Course Objectives

Upon completion of this course, participants will be able to: 

¿    Understand Basel Core Principles, Basel III, and risk-based supervision. 
¿    Identify key risk indicators (KRIs) and early warning signals. 
¿    Apply stress testing as a supervisory tool. 
¿    Analyze a bank's risk profile using financial and non-financial data. 
¿    Evaluate emerging risks, including climate risks. 
¿    Strengthen corporate governance and risk culture in banking. 
¿    Assess risks in digital banking and fintech institutions. 
¿    Engage in supervisory role-play for risk assessment.

 

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