Switzerland: Financial Sector Assessment Program: Factual Update: IOSCO Objectives and Principles of Securities Regulation

June 13, 2007

Preview Citation

Format: Chicago

Switzerland: Financial Sector Assessment Program: Factual Update: IOSCO Objectives and Principles of Securities Regulation, (USA: International Monetary Fund, 2007) accessed November 23, 2024

Summary

This paper presents a factual update of the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for Switzerland. Overall, there has been substantial progress in implementing Financial Sector Assessment Program recommendations in various areas of securities regulation. In part, changes have been motivated by the need to adapt securities regulations in Switzerland to international developments. The project to unify financial supervision under the Federal Authority for Market Oversight is expected to strengthen the budgetary independence, staffing, and enforcement powers of the supervisor.

Subject: Auditing, External audit, Financial institutions, Financial Sector Assessment Program, Financial sector policy and analysis, Hedge funds, Public financial management (PFM), Securities

Keywords: Audit company, Auditing, CR, External audit, Financial Sector Assessment Program, Global, Hedge funds, IOSCO principle, ISCR, Jurisdiction of the SFBC, Securities, Securities dealer, Securities dealers of the SBA, Securities intermediary, Securities trading, SFBC practice

Publication Details

Pages:

18
Volume:

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DOI:

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Issue:

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Series:

Country Report No. 2007/202
Stock No:

1CHEEA2007007
ISBN:

9781451807370
ISSN:

1934-7685

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