Financial Sector Assessment Program (FSAP)
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Experience with the Assessments of the IOSCO Objectives and Principles of Securities Regulation under the Financial Sector Assessment Program
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Prepared by the staff of the International Monetary Fund and the World Bank
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Approved by Stefan Ingves and Cesare Calari
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April 18, 2002
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Contents
Executive Summary
- Introduction
- Securities Sector and Supervisory Approaches
- Securities Markets Development and Financial Stability
- Regulation and Supervision of Securities Markets
- IOSCO and the Principles
- Principles Assessment Process and Findings
- Assessment Process
- Preconditions Assessment
- Assessment of Principles
General
observations
Main findings
and assessment recommendations
Emerging
market country and developed country
comparisons
Principles
assessment and IOSCO self-assessments
Implications
for financial sector soundness and development
- Follow-up from Assessments
- Authorities Response
- Technical Assistance
- Enhancing the Assessments
Improving
Principles and assessment methodology
Improving
the process
Securities
markets and vulnerabilities
- Conclusion
Text Tables
- Completed or on-going IOSCO Principles assessments
- IOSCO Assessments: Percentage shares of observance with the IOSCO Objectives ad Principles of Securities Regulation
Boxes
- IOSCO Objectives and Principles of Securities Regulation
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