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Compliance audit:
2017
Title: Kingdom of the Netherlands-Netherlands: Financial Sector Assessment Program:: Technical Note-Securities Supervision-Selected Issues Regarding the Regulators, Auditor Oversight, and Collective Investment Scheme Management
Series: Country Report No. 2017/091
Date: April 13, 2017
Subject: Audit standards and procedures Auditing Compliance audit Financial institutions Financial sector policy and analysis Financial sector stability Mutual funds Public financial management (PFM)
2011
Title: Germany: Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations
Series: Country Report No. 2011/274
Date: September 2, 2011
Subject: Banking Compliance audit Financial institutions Financial instruments Financial markets Financial services Public financial management (PFM) Securities Stock markets
Title: Kingdom of the Netherlands-Netherlands: Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation
Series: Country Report No. 2011/204
Date: July 25, 2011
Subject: Auditing Compliance audit Financial institutions Financial instruments Financial regulation and supervision Legal support in revenue administration Public financial management (PFM) Revenue administration Securities