Spain: IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment Implementation
June 11, 2012
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Format: Chicago
Summary
Subject: Financial institutions, Financial instruments, Financial markets, Internal controls, Legal support in revenue administration, Revenue administration, Securities, Securities markets
Keywords: Articles of association, CIS operator, CNMV staff, Continuous market, CR, Europe, Fixed income, Futures market, Global, Insider trading, Internal controls, ISCR, Legal support in revenue administration, Management company, Mutual fund, Securities, Securities markets, Senior management, Special purpose entity
Publication Details
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Pages:
134
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Volume:
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DOI:
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Issue:
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Series:
Country Report No. 2012/143
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Stock No:
1ESPEA2012007
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ISBN:
9781475504309
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ISSN:
1934-7685