Monaco: Technical Note on IOSCO Objectives and Principles of Securities Regulation: Update

July 7, 2008

Preview Citation

Format: Chicago

Monaco: Technical Note on IOSCO Objectives and Principles of Securities Regulation: Update, (USA: International Monetary Fund, 2008) accessed November 21, 2024

Summary

This Technical Note reviews the International Organization of Securities Commissions’s (IOSCO) Objectives and Principles of Securities Regulation for Monaco. It reveals that overall, there has been progress in implementing the Offshore Financial Center assessment recommendations in most areas of securities regulation, but more needs to be done on key topics. In granting a license to conduct investment activities, the Commission de Contrôle des Activités Financières (Financial Activity Supervisory Commission) considers the professional qualifications of individuals, the company’s systems and controls, and its sources of capital.

Subject: Financial institutions, Financial regulation and supervision, IOSCO Objectives and Principles of Securities Regulations, Mutual funds

Keywords: CCAF member, CCAF wish, CR, Europe, Insider dealing, IOSCO Objectives and Principles of Securities Regulations, ISCR, Mutual fund, Mutual funds, Requesting authority, Sur les circuits financier

Publication Details

Pages:

21
Volume:

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DOI:

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Issue:

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Series:

Country Report No. 2008/218
Stock No:

1MCOEA2008002
ISBN:

9781451824889
ISSN:

1934-7685

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