Ireland: Financial Sector Assessment Program: Technical Note-Update on the Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation

September 29, 2016

Preview Citation

Format: Chicago

Ireland: Financial Sector Assessment Program: Technical Note-Update on the Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation, (USA: International Monetary Fund, 2016) accessed November 21, 2024

Summary

This Technical Note discusses the findings and recommendations in the Financial Sector Assessment Program for implementation of the International Organization of Securities Commissions Objectives and Principles of Securities Regulation in Ireland. Since 2013, the regulation of securities and associated institutions and markets has witnessed considerable innovation in Ireland. As in other supervisory areas, the central bank has dedicated more staff to the supervision of securities and taken a more proactive approach. The central bank has also developed innovative ongoing systemic analysis. Certain issues raised in the 2013 assessment have not been addressed, in large part because any action would require amendments to primary legislation or EU structures or other changes.

Subject: Banking, Financial institutions, Financial instruments, Financial services, Mutual funds, National accounts, Private investment, Securities, Shadow banking

Keywords: Balance sheet assets, Client assets, Companies act, Company legislation, CR, Enterprise securities market, Global, Insider dealing, Investment business firms, Investment funds, ISCR, Legal costs, Management company, Mutual funds, Private investment, Risk management, Securities, Securities market firm

Publication Details

Pages:

46
Volume:

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DOI:

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Issue:

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Series:

Country Report No. 2016/314
Stock No:

1IRLEA2016008
ISBN:

9781475542219
ISSN:

1934-7685

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