Australia: IOSCO Objectives and Principles of Securities Regulation—Detailed Assessment of Implementation
November 21, 2012
Download PDF
Preview Citation
Format: Chicago
Summary
Subject: Anti-money laundering and combating the financing of terrorism (AML/CFT), Auditing, Crime, Financial institutions, Financial services, Hedge funds, Public financial management (PFM), Securities
Keywords: AFSL holder, Anti-money laundering and combating the financing of terrorism (AML/CFT), ASIC staff, Auditing, Australia and New Zealand, Capital requirement, Conduct ASIC, CR, Financial market, Global, Hedge fund, Hedge funds, Insider trading, Integrity rule, Investment scheme, Investments commission, IOSCO principle, ISCR, Market intermediary, Market operator, Market participant, Pty ltd, Public company, Securities, Short position, Stakeholder team
Publication Details
-
Pages:
153
-
Volume:
---
-
DOI:
---
-
Issue:
---
-
Series:
Country Report No. 2012/314
-
Stock No:
1AUSEA2012008
-
ISBN:
9781475563412
-
ISSN:
1934-7685
